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Nancy Morris
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#	Item
71	August 16, 2007 Via E-mail Ms. Nancy M. Morris, Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-17 11:05:21 Financial system Bonds Securities Securities Industry and Financial Markets Association NYSE Arca U.S. Securities and Exchange Commission Market data New York Stock Exchange Financial economics Investment Financial markets
72	October 24, 2012 Securities and Exchange Commission Attn.: Ms. Nancy M. Morris, Secretary 100 F Street, N .E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-26 09:33:38 Financial system Financial services Net capital rule United States housing bubble Financial regulation Short selling Broker-dealer Short Federal Reserve System Financial markets Financial economics Finance
73	August 27, 2007 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-28 10:46:25 United States Securities and Exchange Commission Financial economics United States securities law Investment Stock market Prospectus Form S-3 Securities Exchange Act Shelf registration SEC filings Securities Finance
74	London STOCK EXCHANGE Nancy FA. Morris Secretary Securltles and Exchange Commission 100 F Street, NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-10 09:59:58 Economy of the United Kingdom EDX London London Stock Exchange Futures contract
75	J.P.Morgan Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20S49 Attention Ms. Nancy M . Morris Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-08 14:22:03 Financial markets Financial services Dow Jones Industrial Average Primary dealers JPMorgan Chase Short Bank Broker-dealer Net capital rule Financial economics Investment Finance
76	October 5, 2007 Via Electronic Filing Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-09 13:22:26 Hedge fund Accredited investor Registered Investment Advisor Regulation D Investment Advisers Act Financial adviser Investment Adviser Association Collective investment scheme Investment Company Act Financial economics Investment Finance
77	March 9,2007 VIA ELECTRONIC MAIL Ms. Nancy M. Morris Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-12 11:19:39 Financial services 76th United States Congress Hedge fund Investment Company Act U.S. Securities and Exchange Commission Accredited investor Collective investment scheme Regulation D Investment Advisers Act Financial economics Investment Finance
78	February 7, 2008 Via Electronic Mail ([removed]) Ms. Nancy M. Morris, Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-08 15:05:07 Financial system Investment 73rd United States Congress Stock market Securities Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Christopher Cox Securities Act United States Securities and Exchange Commission Financial economics United States securities law
79	Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]United States Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-10 09:11:28 United States securities law United States Securities and Exchange Commission Investment Financial regulation 73rd United States Congress Registered Investment Advisor Securities Act Rule 144A U.S. Securities and Exchange Commission Financial economics Finance Financial system
80	January 17, 2007 Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F. St. N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-01-19 15:25:38 Financial markets United States Securities and Exchange Commission Stock market United States securities law Regulation NMS Securities Exchange Act Short Securities Industry and Financial Markets Association Market data Financial economics Finance Investment

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